- Support delivery of a culture that embraces Compliance throughout the business.
- Preparing and reviewing business compliance KPIs
- Reviewing and signing off literature against the firms’ services and FCA Financial Promotions rules
- Performing regular reviews and updating of financial services policies and processes in line with relevant legislation.
- Monitoring compliance with monthly and annual accounting reporting including monthly checklist and Quarterly Board Reports
- Maintaining a register of issues for consideration by firm management which highlights main risk areas in this area of compliance
- Supporting the Team to develop and deliver training on key areas by the identification of generic issues or new regulations
- Develop and implement the Annual compliance plan
- Ensure the business practices are compliant with ICO requirements.
- Conduct audits and reviews to ensure execution of compliance standards
Job Location: Leicester
How to apply: Send your CV to firstname.lastname@example.org