Compliance Officer (Part time) – DeadHappy

  • Support delivery of a culture that embraces Compliance throughout the business.
  • Preparing and reviewing business compliance KPIs
  • Reviewing and signing off literature against the firms’ services and FCA Financial Promotions rules
  • Performing regular reviews and updating of financial services policies and processes in line with relevant legislation.
  • Monitoring compliance with monthly and annual accounting reporting including monthly checklist and Quarterly Board Reports
  • Maintaining a register of issues for consideration by firm management which highlights main risk areas in this area of compliance
  • Supporting the Team to develop and deliver training on key areas by the identification of generic issues or new regulations
  • Develop and implement the Annual compliance plan
  • Ensure the business practices are compliant with ICO requirements.
  • Conduct audits and reviews to ensure execution of compliance standards

Job Location: Leicester

How to apply: Send your CV to loren.harvey@deadhappy.com

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